-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RCoobTincsOlPAtvTu5ddB0WsMeNz7QW72XY/tDJ7ryPl20CRrQTQf5vY1t55EMn sdZs7qytfVQKYYD+6mkB3w== 0001047469-03-031616.txt : 20030925 0001047469-03-031616.hdr.sgml : 20030925 20030925121707 ACCESSION NUMBER: 0001047469-03-031616 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030925 GROUP MEMBERS: ABNER KURTIN GROUP MEMBERS: HARWICH CAPITAL PARTNERS, LLC GROUP MEMBERS: K CAPITAL OFFSHORE MASTER FUND (US DOLLAR) LP GROUP MEMBERS: SPECIAL K CAPITAL OFFSHORE MASTER FUND (US DOLLAR)LP GROUP MEMBERS: THOMAS KNOTT SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRIME GROUP REALTY TRUST CENTRAL INDEX KEY: 0001042798 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 364173047 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51993 FILM NUMBER: 03909456 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DR STREET 2: STE 3900 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3129171300 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: SUITE 3900 CITY: CHICAGO STATE: IL ZIP: 60601 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: K CAPITAL PARTNERS LLC CENTRAL INDEX KEY: 0001088580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 441 STUART STREET, 6TH FLOOR STREET 2: 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 651764657700 MAIL ADDRESS: STREET 1: 441 STUART STREET, 6TH FLOOR STREET 2: 441 STUART STREET, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 SC 13D/A 1 a2119339zsc13da.txt SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 9)* Prime Group Realty Trust - ------------------------------------------------------------------------------- (Name of Issuer) Common stock, par value $.01 per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 74158J103 - ------------------------------------------------------------------------------- (CUSIP Number) Robert T. Needham, K Capital Partners, LLC 75 Park Plaza Boston, Massachusetts 02116 (617) 646-7700 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 18, 2003 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. / / NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule Sectin 240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 74158J103 13D Page 2 of 10 Pages - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) K Capital Partners, LLC 04-3468268 - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions)(a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) - ------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares 2,103,700 Beneficially -------------------------------------------------- Owned by 8. Shared Voting Power Each 0 Reporting -------------------------------------------------- Person 9. Sole Dispositive Power With 2,103,700 -------------------------------------------------- 10. Shared Dispositive Power 0 - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,103,700 - ------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /X/ - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 8.89% - ------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - ------------------------------------------------------------------------------- CUSIP No. 74158J103 13D Page 3 of 10 Pages - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) Special K Capital Offshore Master Fund (U.S. Dollar), L.P. - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions)(a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) - ------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Cayman Islands - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares 310,877 Beneficially -------------------------------------------------- Owned by 8. Shared Voting Power Each 0 Reporting -------------------------------------------------- Person 9. Sole Dispositive Power With 310,877 -------------------------------------------------- 10. Shared Dispositive Power 0 - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 310,877 - ------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /X/ - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 1.31% - ------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) PN - ------------------------------------------------------------------------------- CUSIP No. 74158J103 13D Page 4 of 10 Pages - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) K Capital Offshore Master Fund (U.S. Dollar), L.P. - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions)(a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) - ------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Cayman Islands - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares 1,617,823 Beneficially -------------------------------------------------- Owned by 8. Shared Voting Power Each 0 Reporting -------------------------------------------------- Person 9. Sole Dispositive Power With 1,617,823 -------------------------------------------------- 10. Shared Dispositive Power 0 - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,617,823 - ------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /X/ - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.83% - ------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) PN - ------------------------------------------------------------------------------- CUSIP No. 74158J103 13D Page 5 of 10 Pages - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) Harwich Capital Partners, LLC 04-3468264 - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions)(a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) - ------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares 2,103,700 Beneficially -------------------------------------------------- Owned by 8. Shared Voting Power Each 0 Reporting -------------------------------------------------- Person 9. Sole Dispositive Power With 2,103,700 -------------------------------------------------- 10. Shared Dispositive Power 0 - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,103,700 - ------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /X/ - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 8.89% - ------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - ------------------------------------------------------------------------------- CUSIP No. 74158J103 13D Page 6 of 10 Pages - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) Thomas Knott - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions)(a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) - ------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization U.S. Citizen - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares 2,103,700 Beneficially -------------------------------------------------- Owned by 8. Shared Voting Power Each 0 Reporting -------------------------------------------------- Person 9. Sole Dispositive Power With 2,103,700 -------------------------------------------------- 10. Shared Dispositive Power 0 - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,103,700 - ------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /X/ - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 8.89% - ------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 74158J103 13D Page 7 of 10 Pages - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) Abner Kurtin - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions)(a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) - ------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization U.S. Citizen - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares 2,103,700 Beneficially -------------------------------------------------- Owned by 8. Shared Voting Power Each 0 Reporting -------------------------------------------------- Person 9. Sole Dispositive Power With 2,103,700 -------------------------------------------------- 10. Shared Dispositive Power 0 - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,103,700 - ------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /X/ - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 8.89% - ------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 74158J103 13D Page 8 of 10 Pages This Amendment No. 9 to Schedule 13D ("Amendment No. 9") should be read in conjunction with the Schedule 13D dated July 13, 2001, as amended by Amendment No. 1 to Schedule 13D dated August 10, 2001, Amendment No. 2 to Schedule 13D dated August 28, 2001, Amendment No. 3 to Schedule 13D dated August 29, 2001, Amendment No. 4 to Schedule 13D dated August 30, 2001, Amendment No. 5 to Schedule 13D dated April 2, 2002, Amendment No. 6 to Schedule 13D dated July 29, 2002, Amendment No. 7 to Schedule 13D dated November 25, 2002, and Amendment No. 8 to Schedule 13D dated February 6, 2003 (collectively, the "Schedule 13D") filed with the Securities and Exchange Commission by Special K Capital Offshore Master Fund (U.S. Dollar), L.P., K Capital Offshore Master Fund (U.S. Dollar), L.P. (collectively, the "Partnership"), K Capital Partners, LLC, Harwich Capital Partners, LLC, Thomas Knott and Abner Kurtin. All capitalized terms not otherwise defined herein shall have the meanings ascribed thereto in the Schedule 13D. This filing of Amendment No. 9 is not, and should not be deemed to be, an admission that the Schedule 13D or that any Amendment thereto is required to be filed. This Amendment No. 9 amends and supplements the Schedule 13D only as written below. ITEM 1. SECURITY AND ISSUER N/A ITEM 2. IDENTITY AND BACKGROUND N/A ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION N/A ITEM 4. PURPOSE OF TRANSACTION N/A ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of September 25, 2003, the Reporting Persons may be deemed to beneficially own 2,103,700 Shares of the Company. Based upon there being 23,670,522 Shares outstanding, the Shares which the Reporting Persons may be deemed to beneficially own represents approximately 8.89% of the outstanding Shares of the Company. (b) In accordance with the Agreement of Limited Partnership, the General Partner has the sole power to vote and the sole power to dispose of the Shares of the Company held by the Partnership. (c) The Reporting Persons have made the following sale of Shares.
Special K Capital Offshore Master Fund (U.S. Dollar), L.P. - -------------------------------- ------------------------------ ------------------------------ ------------------------- Transaction Date # of Shares Price Per Share Aggregate Proceeds - -------------------------------- ------------------------------ ------------------------------ ------------------------- 9/18/03 272,300 $6.50 $1,769,950 - -------------------------------- ------------------------------ ------------------------------ -------------------------
K Capital Offshore Master Fund (U.S. Dollar), L.P. - -------------------------------- ------------------------------ ------------------------------ ------------------------- Transaction Date # of Shares Price Per Share Aggregate Proceeds - -------------------------------- ------------------------------ ------------------------------ ------------------------- 9/18/03 727,700 $6.50 $4,730,050 - -------------------------------- ------------------------------ ------------------------------ -------------------------
All transactions were made in the open market on Nasdaq National Market. (d) Each Partnership is a limited partnership. Each member of the Partnership is entitled to receive certain distributions from the Partnership's assets as specified in the Partnership's governing documents. (e) Not applicable. The filing of this statement shall not be construed as an admission that any of the Reporting Persons are, for the purposes of Sections 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owners of any securities covered by this statement. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. N/A ITEM 7. MATERIAL TO BE FILED AS EXHIBITS N/A CUSIP No. 74158J103 13D Page 9 of 10 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. EXECUTED as a sealed instrument this 25th day of September 2003. Special K Capital Offshore Master Fund (U.S. Dollar), L.P. By: /s/ ROBERT NEEDHAM --------------------------------- K Capital Partners, LLC, General Partner By: Harwich Capital Partners, LLC, its Managing Member By: Robert T. Needham, its Chief Administrative Officer K Capital Offshore Master Fund (U.S. Dollar), L.P. By: /s/ ROBERT NEEDHAM --------------------------------- K Capital Partners, LLC, General Partner By: Harwich Capital Partners, LLC, its Managing Member By: Robert T. Needham, its Chief Administrative Officer K Capital Partners, LLC By: /s/ ROBERT NEEDHAM --------------------------------- Harwich Capital Partners, LLC, its Managing Member By: Robert T. Needham, its Chief Administrative Officer Harwich Capital Partners, LLC By: /s/ ROBERT NEEDHAM --------------------------------- Robert T. Needham, its Chief Administrative Officer CUSIP No. 74158J103 13D Page 10 of 10 Pages Thomas Knott* By: /s/ ROBERT NEEDHAM --------------------------------- Robert T. Needham Attorney in Fact Abner Kurtin* By: /s/ ROBERT NEEDHAM --------------------------------- Robert T. Needham Attorney in Fact *Powers of attorney, dated as of September 4, 2001, by Thomas Knott and Abner Kurtin are currently on file with the Commission and are incorporated herein by reference. -----END PRIVACY-ENHANCED MESSAGE-----